TempleRecruiter Since 2001
the smart solution for Temple jobs

Compliance Specialist

Company: Nuvision Credit Union
Location: Temple
Posted on: April 1, 2021

Job Description:

Job Description

The overall purpose and role of the Compliance Specialist is to ensure that the Credit Union is in compliance with all state and federal regulations, as well as administering quality assurance checks that support compliance within the established guidelines. Analyze new and pending laws and regulations that could affect the Credit Union practices and make recommendations to the Leadership Team. Assists vendor management in monitoring and performing regular due diligence to assist Relationship Owners with assessing and managing assumed risks. The position will also perform Quality Assurance reviews on Consumer Loans, Real Estate Loans and Pre-Funded Mortgage Loans, as well as assist with Branch quality Assurance Reviews. This role ensures that policies, procedures and regulations are followed in order to protect the integrity of the credit union.


  • Compliance Development: Assumes responsibility for the Credit Union's compliance with all applicable laws, rules, and policies. Assists in the management, implementation, and assurance of compliance with applicable financial laws and regulations. Assists and makes recommendations in response to regulatory changes. Compiles reference resources for the Credit Union's daily use to ensure compliance with regulations. Assists Leadership Team, as needed, in developing policies and procedures that follow compliance guidelines. Periodically reviews existing policies to ensure accuracy, efficiency, and effectiveness. Ensures policies and procedures are updated and are in accordance with evolving regulations, legal requirements, and industry trends. Reads material from CUNA, CCUL, CFPB, Federal Reserve, NAFCU and NCUA; attends seminars, webinars, and training sessions to stay abreast of compliance changes and updates, maintains Compliance Commitment Report. Prepares compliance reports for Supervisory Committee meetings.
  • Marketing Compliance Review: Reviews all marketing and promotional material for Compliance with state and local laws.
  • Compliance and Quality Assurance Reviews: Assumes the responsibility of coordinating and completing various compliance and quality assurance reviews including those conducted by third parties. Utilize compliance and audit software to track findings through completion and provide reports to management as needed. Perform quality assurance reviews on Consumer, Business, Real Estate Loans and Pre-Funded Mortgage Loans as needed. Assist with branch quality assurance reviews as needed.
  • Forms Compliance: Works with forms vendors and credit union departments to ensure that CU forms are in compliance with state and federal rules and regulations.
  • NMLS Administrator: Ensures that MLO information (with regards to SAFE Act) is up to date on NMLS website. Keeps Nuvision's list of MLO Unique Identifiers current and accessible to all staff. Monitors annual renewal, ensuring that the registration for all MLOs and applicable credit union staff is current.
  • Vendor Management Program: Assist in the oversight of the credit union's vendor management program including contract and lease management; support Relationship Owners in completing risk assessments and due diligence.
  • Supports and participates in continuous improvement activities. Represents the Credit Union in a positive and professional manner. Maintains member, team members and other sensitive information with confidentiality. Treats co-workers and members with respect.
  • Supports member relations and events that promotes member centric experiences.
  • Other related duties as assigned.
    • 3 to 5 years combined related experience in compliance and audit in the financial industry.
    • Solid understanding of applicable state and federal laws and regulations.
    • Knowledge of operational and lending processes related to the financial industry.
    • Microsoft Word, Excel, data mining skills.
    • Must have a high aptitude for detailed work, research, and problem solving.
    • Must be able to analyze data and recognize potential audit issues and regulatory violations.
    • Excellent oral and written skills to effectively communicate audit and review reports to co-workers and management.
    • Able to work in a fast-paced environment with multiple and /or constantly changing priorities.
    • Time management and organizational skills required to coordinate multiple projects and to be ability to provide comprehensive reviews and reports to management.
    • Bachelor's Degree in related field or equivalent work experience.

Keywords: Nuvision Credit Union, Temple , Compliance Specialist, Other , Temple, Texas

Click here to apply!

Didn't find what you're looking for? Search again!

I'm looking for
in category

Other Other Jobs

Hair Stylist - Walnut and County Line
Description: Stylist At Great Clips, we know that stylists like you are most happy when they're cutting hair, so at a Great Clips salon, that's exactly what you get to do Want to be the best stylist
Company: Great Clips
Location: San Marcos
Posted on: 04/14/2021

Practice Administrator III - Neuroscience Center and Psych - Temple
Description: JOB SUMMARY br br The Practice Administrator 3 is responsible for strategic and daily operations of a practice, or potentially multiple practices, while balancing the daily goals of the practice s (more...)
Company: Baylor Scott & White Health
Location: Temple
Posted on: 04/14/2021

Team Member
Description: THIS IS A CORPORATE POSITION Responsibilities br br Do you want to make hungry customers happy Do you want to have fun, make new friends and earn extra cash br br If so, Papa John's is the right (more...)
Company: Papa John's
Location: San Marcos
Posted on: 04/14/2021

Server - Stone Hill Chili's
Description: Role OverviewOur Servers don't just provide our Guests with amazing food and drinks. They deliver hospitality and service that is absolutely Chili's If you take pride in providing great service and love (more...)
Company: Chili's
Location: Pflugerville
Posted on: 04/14/2021

Molecular Biologist
Description: Molecular Biologist needed for a contract opportunity with Yoh Scientific's client located in Cedar Creek, TX. This position in the Genomics R D Team of a global biotechnology company, and requires a (more...)
Company: Yoh, A Day & Zimmermann Company
Location: Pflugerville
Posted on: 04/14/2021

Non-Residential Counselor
Description: Gary Job Corps Center is seeking an energetic and driven Non-Residential Counselor to join our team Responsible for providing personal/career counseling for non-residential students to enhance student (more...)
Company: Adams and Associates, Inc.
Location: San Marcos
Posted on: 04/14/2021

Carhop or Skating Carhop
Description: Looking for a way to apply that boundless enthusiasm you wake up with every morning We can help. At SONIC, you get great pay, flexible hours and a cool uniform-while doing the job you love.As a SONIC (more...)
Company: Sonic
Location: Pflugerville
Posted on: 04/14/2021

Description: 7154 - Austin - 13300 North I-35 Service Road South, Austin, Texas, 78753CarMax, the way your career should be -When our vehicles shine, you will shineCarMax customers expect to choose from a range of (more...)
Company: CarMax
Location: San Marcos
Posted on: 04/14/2021

Description: 7154 - Austin - 13300 North I-35 Service Road South, Austin, Texas, 78753CarMax, the way your career should be -When our vehicles shine, you will shineCarMax customers expect to choose from a range of (more...)
Company: CarMax
Location: Georgetown
Posted on: 04/14/2021

Medical Secretary Jobs: Hiring Immediately! Full Time / Part Time - $20-$37/Hr
Description: Find your next job here Will
Company: Healthcare Jobs
Location: Georgetown
Posted on: 04/14/2021

Log In or Create An Account

Get the latest Texas jobs by following @recnetTX on Twitter!

Temple RSS job feeds